Hobbes: Notes on Leviathan
Karl Marx once said that he wouldn’t consider himself to be a “Marxist” and reading Leviathan I don’t find that Hobbes was quite as “Hobbesian” as he’s made out to be either. Often, he’s described as a po-faced authoritarian, pessimistic about human nature and the outcome of unrestricted freedom; this is contrasted with Locke, who is depicted as a proto-liberal founding his hypothetical society on innate rights and property. There’s certainly some truth to it, but the two aren’t as far apart as the neat argument places them.*
First, there’s the issue of human equality. Political theory tends to begin with an idea of what people are like, which then tells us what sort of political order would best suit them. Hobbes spends the first book, “Of Man”, detailing human nature, beginning with an account of perception similar to Locke’s famous tabula rasa rejection of innatism (rejecting the notion we’re born with innate ideas for one in which we come to all knowledge by perception and reflection). Hobbes comes to the further conclusion that “Nature has made man essentially equal in the faculties of body and mind”. This was not accepted wisdom at the time; note Locke’s conclusion in the Essay Concerning Human Understanding that,“ there is a greater distance between some men and others in this (intellectual) respect than between some men and some beasts”. But the idea of human equality is important for understanding Hobbes; the fact that men are equal in mental and physical capabilities means they will need to use force or trickery if they want to gain an unnatural advantage over one another.
Hobbes also spends a great deal of Book One discussing the passions, cataloging a profusion of passions starting from the basics, Appetite, Desire, Love, Aversion, Joy, Hate, and Grief, and making his way down from there. It seems fair to say that Hobbes characterizes mankind as being fundamentally passionate, which contrasts with Locke’s view of man as essentially rational. Hobbes tells us, in fact, that “the Passions of men are commonly more potent than their Reason”.
This is what brings us from the state of nature to that of civilization. Since men are both passionate and equal in abilities, it stands to reason they would have trouble living together, and it strikes me that Hobbes actually seems to see the state of nature as being basically asocial, ending with early proto communities. Leviathan initiated a fascination with the state of nature and how civilization came out of it, which went against an older belief that men had lived in civilizations since Adam and Eve (the “patriarchal” view that Locke attacks in the First Treatise on Government that few people read today because fewer subscribe to the patriarchal view of history any more). It’s a minor quibble but I suspect that Hobbes sees the trouble arising from the early state of community following an asocial state of nature, and that’s what becomes a “war of all against all” (the bellum omnium contra omnes). He also was nothing like an anthropologist and his account of the state of nature is essentially a mental exercise; one wonders how many self-proclaimed “Hobbesians” actually realize that.**
It’s also important to note that this state of war does not only endanger men’s safety, and so civilization is not just a matter of securing body or property. Hobbes sees all human accomplishments, from industry to culture to religion and philosophy as flourishing in a basic state of peace that is made possible only, in his opinion, by having a legitimate and coercive power that can hold men to their contracts. He rightfully believes that men cannot judge their own disputes, and therefore need a dispassionate judge. Basically, if men don’t keep their covenants between each other, there cannot be peace, and covenants made by fear of the other are unjust; so there needs to be a “visible power to keep them in awe” and compel men equally to the performance of their covenants. They sacrifice certain liberties in order to create this regulating force of order and stability and subdue violence and struggle. One might say that the English Civil War co-wrote this part of the text, and perhaps what we can rightfully call “Hobbesian” is precisely this emphasis on order and stability and the attendant fear of violence and disorder.
The first thing to note about Hobbes’s theory is its contractualism. Again, this might seem obvious today, but replacing a belief that Kings maintain their position by God’s will with one in which they maintain power by the agreement of the people, in exchange for upholding their end of the contract, is radical. Hobbes, admittedly, says that the sovereign cannot be justly punished by his subjects since they’re the authors of his actions; but he also gives plenty of things the king cannot legitimately ask of them, for instance, to maim or kill themselves or dishonour their contracts. This suggests that Hobbes’s idea of absolute rule would no longer apply to a transgressive king and further that it’s therefore less “authoritarian” than it’s made out to be. Consider for a second the old belief that subjects suffer under a cruel King because God is angry with them, and then replace that with the suggestion that Kings suffer rebellions because they have sinned against the commonwealth. While Hobbes grants more power to an absolute ruler than we would likely be comfortable with, what mattered most in 1651 was the assumption that a King could lose legitimacy by violating very basic “laws of nature”, which are hard for me to distinguish from human rights.
Hobbes spends a great deal of time, in fact, explaining what a King cannot ask of his subjects without violating natural law. In the end, however, he supports an absolute monarch because, as opposed to the factionalism that can result in a democracy, a legitimate monarch has interests that coincide with those of his people: if the kingdom is flourishing, his name will be renowned. Factionalism was a very common fear associated with democracy- factions had destroyed most of the republics that had existed up until that time- notice that the Federalists spend a great deal of time on the problem of factions. But, Hobbes seems a bit sanguine to me, either about the possibility of having a virtuous king or the possibility of limiting the corrupt ones.
The third part, “Of a Christian Commonwealth”, contains quite a bit of Biblical analysis and seems, at times, to reach Biblical lengths, but the gist is easy enough to understand: there are men who would claim to make laws based upon divine revelation; however, “men need to be very circumspect and wary in obeying the voice of man, that pretending himself to be a prophet, requires us to obey God in that way, which he in God’s name tells us to be the way to happiness”. Hobbes reminds us that the Bible is crawling with tales of false prophets, and we must wonder if a proclaimed prophet isn’t capitalizing off the leverage that the Word of God would have with believers. His task here is to both affirm the authority of Scripture, while undercutting those who would undermine the civil authority, which he clearly places above the spiritual. Hobbes quotes several passages of Scripture, returning repeatedly to Christ’s “My Kingdom is not of this world”. Thus, Hobbes tells us, “there can be no spiritual commonwealth among men who are in the flesh” and no coercive power for God’s spokesmen. The context of Leviathan, again, is the English Civil War, and the target here would seem to be Pope Innocent X. In Part IV, Hobbes tries to clear up the sources of error in scriptural interpretation. As with Part III, this was likely hot reading during the Civil War, but is less so now. At least, my own knowledge of Scripture is insufficient to sort through his apparently unorthodox approach.
I am not a Hobbesian and it remains hard for me to understand what people mean when they call themselves Hobbesians. At the heart of Hobbes’s argument seems, to me anyway, to be an error that would have been fully understandable at the time, but is less so now: Hobbes believes that monarchy is the ideal form of rule because, “the Private interest is the same as the Public”. This is in contrast to the factionalism that was commonly associated with democracy; a Monarch’s interests are supposed to align with the public’s- if he does something that hurts the kingdom, it hurts him as well; his name will be synonymous with the fate of his domain.
Even if we grant that Hobbes has in mind a legitimate ruler who upholds his end of the contract, this seems like wishful thinking at best. A monarch can worry about how his rule will be remembered after his death and in that case, glory would be aligned with good rule. But he can just as easily ignore all of that and aggrandize himself in his time on the throne at the expense of his people. Certainly, history has offered many examples of absolute rulers who looted and repressed their people with near perfect detachment from how their actions might appear to their subjects, outsiders, or history. Hobbes’s monarchism seems to rely on the faith that such rulers are few and far between, instead of being a historical norm- Hobbesianism therefore seems to require a faith in rulers as such that I personally lack.
* Note: I intend to post very soon on Locke’s Second Treatise of Government, making this a bit less of a non sequitur.
** Note: Hey, Hobbesians! I just read the book. Take this as the beginning of a conversation in which I came in and said, “I just read this book and here are some scattered thoughts.” Feel free to give me your understanding of Hobbes, differ with my understanding, and take the conversation where you will.
At the heart of Hobbes’s argument seems, to me anyway, to be an error that would have been fully understandable at the time, but is less so now: Hobbes believes that monarchy is the ideal form of rule because, “the Private interest is the same as the Public”.
Good point of emphasis.
Political theory tends to begin with an idea of what people are like, which then tells us what sort of political order would best suit them.
And therein lies the weakness of all, I think, political theory to date–it is all derived from theories of human nature that all suffer the same defect, not being based in a true empirical understanding of human nature. We are still developing that understanding, but through a combination of evolutionary theory and laboratory experiments in the social sciences, we are beginning to build a foundation for it. What sort of political order(s) will consequently be seen as best suited to our species is something political philosophers are starting to play around with now, but I think they’re premature.Report
Good point of emphasis.
Thanks! It’s what stuck with me anyway. In future posts, I’m hoping to make some comparisons to Locke, Rousseau, and the Federalists.
And therein lies the weakness of all, I think, political theory to date–it is all derived from theories of human nature that all suffer the same defect, not being based in a true empirical understanding of human nature.
It’s interesting- I read an article in the Times about a year and a half ago (should’ve clipped it out) about a group of anthropologists who are now making the case through their research that classical anthropology greatly overlooked the extent to which tribal communities take part in coöperation and exchange between tribes and overstated the amount of war and struggle. I remember thinking there are a lot of theories that take into account war and struggle as the “natural state” and not as many that see coöperation as natural. It’s especially common when you get to the nineteenth century.Report
I remember thinking there are a lot of theories that take into account war and struggle as the “natural state” and not as many that see coöperation as natural.
From an incentive-based view, both would be natural. If politics is, as Harold Lasswell says, “who gets what, when, and how,” then we would expect to see a combination of warfare and peaceful exchange, varying as the people involved found or or the other to have a greater value.
From an evolutionary point of view, it’s slightly messier, and we can’t cling very tightly to notions of rationality (as in homo economicus), but incentives still clearly matter–it’s just that they’re shaped and mediated by factors such as group membership (tribal affiliations and religious differences), charismatic leadership, and the like. But if we look at North American plains Indians, for example, we see repeated examples of both more or less on-going (usually low-level) warfare and more or less on-going trade.
This is where I think Locke gets closer to the mark than Hobbes. Hobbes assumed we just couldn’t get along without a dominating government, and that all would be theft and violence. Locke thought we could get along to some extent, and that there would be some exchange, but that it would all be hindered in its development by the presence of theft and violence.Report
Yes, exactly. I’d extend your point considerably farther, pointing out the fundamentally reactionary nature of political theory. Even when it tries to extend what is known into the seemingly obvious, human nature resists empirical definition.
If we are to gain any insight into how human nature evolves, we could do worse than examine what older political theorists considered axiomatic about human nature. In violation of my own rule about not viewing history through the lenses of the present, well, maybe not an explicit violation, but consider Hobbes’ questionable equivalence of Public and Private interest. Nowadays, nobody would say that sort of thing but it was how even the wisest men were thinking in those days. That equivalence was progress for them in an era where men could be evicted from their property at the whim of the despot. Our axioms are so different. We have evolved away from that sort of thinking, at least in the West.Report
I’d extend your point considerably farther, pointing out the fundamentally reactionary nature of political theory. Even when it tries to extend what is known into the seemingly obvious, human nature resists empirical definition.
That’s a really good point. None of the theories thus far have been nearly flexible enough to contain a fraction of men. Maybe an ideal theory would be one supple enough to be abandoned without trouble.
but consider Hobbes’ questionable equivalence of Public and Private interest. Nowadays, nobody would say that sort of thing but it was how even the wisest men were thinking in those days.
I was struck by the fact that the Federalists seemed to see it as a problem to be solved and seemingly did so. I wonder if that’s why it’s a moot issue now. I’d also wondered if there aren’t parallels to be made with the ideas that the needs of the public coincide with those of the state or with those of capital. But that’s a whole other topic.
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My hat’s off to you for finishing such a dense & lengthy tome. I made one serious attempt, but the endless parenthetical clauses destroyed any interest that i might have had in finishing/flogging myself through even one of the four parts. Though I did wonder what the original edition looked like – many clauses in my edition were (inserted between parenthesis) and that made the book that much harder to slog through.
In answer to your question it remains hard for me to understand what people mean when they call themselves Hobbesians – i believe the term is usually used in the sense that unless we have a very strong state, then the life of man, (wlll be) solitary, poor, nasty, brutish, and short.Report
Thank you very much! I think that’s right about Hobbesians. I’m sort of intentionally leaving the question open because we have some people here who consider themselves Hobbesians and I’m hoping they’ll join the conversation.Report
This moved off the front page quickly! I haven’t read it carefully yet, Rufus, but I will soon and make some comments after I do.
From what I’ve read so far, nice work!Report
Thanks- I really do appreciate the kind words. It is hard to stay on the main page with the site being a constantly evolving organism!Report
A well-written essay. Every sentence seems necessary. Reading Hobbes is like eating pound cake: someone should undertake to bring his books into modern English. The worst fate to befall any author is to lapse into eponym, Orwellian, Hobbesian, Swiftian come to mind immediately. I’m glad you put Marx on that list.
Hobbes was a monarchist during the English Civil War but a ruthlessly honest one. As you say, Hobbes laid out what a sovereign cannot ask of his subjects without upsetting the apple cart of Natural Law. Hobbes’ critics would do well to put him in that context and thereby save themselves from embarrassment. The English Civil War was truly horrible and Hobbes had predicted it in Elements of Law.
It seems clear enough the Founding Founders had read Hobbes as a cautionary example of how even the best thinkers will resort to the seeming necessity of monarchy as the most efficent framework for stability. No, said Jefferson and especially Madison, a Republic is the best framework. The American version of the Social Contract dug deep trenches around the power of the Executive. Though they understood the necessity of an Executive and Commander in Chief, at least a dozen of the Federalist Papers explicate their concerns on this subject. In these times, Congress has ceded ever more power to the Executive, especially in time of war. The Executive branch hasn’t returned those powers to Congress: Congress doesn’t want them back, seemingly.Report
Thank you very much for the kind words Blaise- they mean a lot.
I’ve heard the Federalist papers described as a “Lockean solution to a Hobbesian problem”. I suppose that comes from the emphasis on security in the early papers- and I also do think it’s a vast oversimplifcation- but I also agree that, to some extent, they are responding to Hobbes there and that their answer is not Hobbes’.
As for the ever-monarchical executive, I find it increasingly disconcerting how many problems the President is called upon to solve and how many he claims authority to solve. Congress is, as you’ve said, all too thrilled to cede both power and authority in order to absolve themselves of responsibility.Report
He also was nothing like an anthropologist and his account of the state of nature is essentially a mental exercise; one wonders how many self-proclaimed “Hobbesians” actually realize that.**
Yeah, I agree. Hobbes was arguing the state of nature as an abstraction, not a cultural or physical reality. He certainly – in my mind – wasn’t saying that it ever existed in any robust sense. People have always been social, and social arrangements – society, as it were – has always existed in some form or another. So the point of the State of Nature section, it seems to me, is to lay out the conceptual – not the causal – foundations of the social contract, and to provide a rational justification based on enlightened self-interest for government as the enforcer of that contract. That is, independently of whether the state of nature ever as a matter of fact existed is irrelevant to whether people are justified in granting legitimate authority to government to enforce contracts and agreements.
Hobbes sees all human accomplishments, from industry to culture to religion and philosophy as flourishing in a basic state of peace that is made possible only, in his opinion, by having a legitimate and coercive power that can hold men to their contracts.
Yes. Having a Contract Enforcer is necessary to ensure the protection individual contracts, agreements, etc. at a first order level: immediate self-interest, as it were. But it also has necessary instrumental value as well: to create a society peaceful enough for people to pursue other interests.
and perhaps what we can rightfully call “Hobbesian” is precisely this emphasis on order and stability and the attendant fear of violence and disorder.
This is a good insight and sounds about right to me. (I’m not a Hobbes scholar or anything like that, so I can’t say if it’s historically accurate…) But a Hobbesian view might just reduce to what you’ve written here: that the expression of enlightened self-interest requires order and stability, and the purpose of government is to foster and compel it.
what mattered most in 1651 was the assumption that a King could lose legitimacy by violating very basic “laws of nature”, which are hard for me to distinguish from human rights.
Personally, I think this is the deep insight of Hobbes, and I think you’re right to be confused about the distinction wrt rights he’s making here. At root, he didn’t use rights-talk to make his arguments, but the principles are there nonetheless (other theorists saw that and moved in that direction). So on my understanding of Hobbes, the central insight is this: the implicit in principle agreements between people – that is, those agreements which aren’t actually made (say between complete strangers) but hypothetically would be made (had they known each other) on a fully general level – form the constraints and permissions upon which rationally self-interested individuals act. agreements between people. And if a King violates those in principle agreements, the King has violated the authority granted to him by the people.
In the end, however, he supports an absolute monarch because, as opposed to the factionalism that can result in a democracy, a legitimate monarch has interests that coincide with those of his people: if the kingdom is flourishing, his name will be renowned.
Yes. The view Hobbes adopts here is the stationary bandit theory of government played out over the long run: even a government of totalitarian rule will eventually lead to justice and extensions of rights because the subjects thriving (economically, say) means that the King thrives (by increasing the revenue from taxation). It is a sanguine view, but that’s why others, like Locke, introduced democracy as a check on governmental power.
Hobbes believes that monarchy is the ideal form of rule because, “the Private interest is the same as the Public”.
I agree with you about this, and it’s where Hobbes loses me.
Personally, I think the main value of Hobbes is the formalization of a justification of ‘being governed’ which all self-interested individuals would rationally accept. Of course, people are very interested in what remains at the end of the day, the ‘who guards the guardians?’ problem, which gets answers some of us are more comfortable with. But he outlined the basic structure of the social compact based on rights, and that compact exists either in a stationary bandit theory or in a straight-ahead social contract theory.Report
So on my understanding of Hobbes, the central insight is this: the implicit in principle agreements between people – that is, those agreements which aren’t actually made (say between complete strangers) but hypothetically would be made (had they known each other) on a fully general level – form the constraints and permissions upon which rationally self-interested individuals act.
That’s interesting- there also a lot of agreements that have to be made in Hobbes in order for a contract to be legitimate in the first place- and there’s some implication with the natural laws that it could be illegitimate in the eyes of God, but also to all rational people.
a Hobbesian view might just reduce to what you’ve written here: that the expression of enlightened self-interest requires order and stability, and the purpose of government is to foster and compel it.
I think that’s about right, but I’m not sure the enlightened self-interest part wouldn’t apply more to Locke, who believes that men are intrinsically rational and so they formed societies that must have been an improvement on what came before (or they would have been irrational). Hobbes really does emphasize the passions quite a bit more than Locke, but oddly enough, comes to many of the same conclusions.
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Rufus, I didn’t even see this until now. I’ll get a response out this week.Report
I look forward to reading it, although I might be late in responding as well- driving to Virginia and then Northern Ontario for the holidays.Report
Yeah, the pace of the blogosphere doesn’t really suit non-bloggers. Take your time. I’m shooting for the end of the week for my take on Hobbes, and I’m probably going to have to put in some kind of actual research as well.Report
Rufus, awesome post!
A few quibbles though!
The first thing to note about Hobbes’s theory is its contractualism. Again, this might seem obvious today, but replacing a belief that Kings maintain their position by God’s will with one in which they maintain power by the agreement of the people, in exchange for upholding their end of the contract, is radical.
Contractualism (no matter what Rousseau said) is not about government maintaining power by the agreement of the people. Rather, all a contractualist is saying is that governments are justified if people in a hypothetical situation would agree to it. So, if people in a hypothetical situation would agree to government, that government is justified even if no one in the actual world agrees to it.
Yes. The view Hobbes adopts here is the stationary bandit theory of government played out over the long run: even a government of totalitarian rule will eventually lead to justice and extensions of rights because the subjects thriving (economically, say) means that the King thrives (by increasing the revenue from taxation).
I agree with this actually. A lot of the problems that seem to riddle countries runby dictators in this age of democracy has to do with economic isolationism. Economic sanctions are counterproductive in terms of ameliorating the living conditions of those living in dicatatorial regimes. The better way to go is through diplomatic and economic engagement. If communist China can embrace global trade because they see the benefits of trade, then a lot of the horrible-ness of current dictatorships can be laid at the feet of economic sanctions.Report
Murali, I’m failing to see the significant distinction between your view of contractualism and Rufus’s. Could you elaborate? Also, I must emphatically agree with your characterization of the evils of dictatorial regimes being ameliorated by engagement in global trade. The reach of a despotic government can only extend so far; the free market is much more powerful in bringing human happiness.Report
Actually Murali, maybe you`d have time to write a post on this too? I have heard that Mr. Kuznicki has planned some interesting writing on Hobbes for the future as well.Report